-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FdBPTdFCyvghLVba956qK/ke5LGMnf8vH6qdidL1VKjP/WCEsW5FvbB3iqdmOppw bfbjB/szr1M168LUik6wfw== 0000912057-97-001428.txt : 19970123 0000912057-97-001428.hdr.sgml : 19970123 ACCESSION NUMBER: 0000912057-97-001428 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970122 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HEICO CORP CENTRAL INDEX KEY: 0000046619 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 650341002 STATE OF INCORPORATION: FL FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-08066 FILM NUMBER: 97508756 BUSINESS ADDRESS: STREET 1: 3000 TAFT ST CITY: HOLLYWOOD STATE: FL ZIP: 33021 BUSINESS PHONE: 3059876101 MAIL ADDRESS: STREET 1: 3000 TAFT STREET CITY: HOLLYWOOD STATE: FL ZIP: 33021 FORMER COMPANY: FORMER CONFORMED NAME: HEINICKE INSTRUMENTS CO DATE OF NAME CHANGE: 19860417 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PLESSNER RENE CENTRAL INDEX KEY: 0001030819 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3208 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 2124213490 MAIL ADDRESS: STREET 1: 375 PARK AVENUE STREET 2: SUITE 3208 CITY: NEW YORK STATE: NY ZIP: 10152 SC 13D/A 1 SCHEDULE 13D/A OMB APPROVAL OMB Number: 3235-0145 Expires: October 31, 1994 Estimated average burden hours per form 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.1)* HEICO CORPORATION ---------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share ---------------------------------------- (Title of Class of Securities) 422806109 ---------------------------------------- (CUSIP Number) Rene Plessner Ivan W. Dreyer, Esq. Rene Plessner Associates, Inc. Baer Marks & Upham LLP 375 Park Avenue 805 Third Avenue New York, New York 10152 New York, New York 10022 (212) 421-3490 (212) 702-5751 (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) January 9, 1997 -------------------------------------------------- (Date of Events which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 Pages SCHEDULE 13D CUSIP No. 422806109 Page 2 of 5 Pages ----------------------- ----- ---- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS RENE PLESSNER 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / 3. SEC USE ONLY 4. SOURCE OF FUNDS PF 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / 6. CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES NUMBER OF 7. SOLE VOTING POWER SHARES 279,979 BENEFICIALLY OWNED BY 8. SHARED VOTING POWER 0 EACH REPORTING PERSON WITH 9. SOLE DISPOSITIVE POWER 279,979 10. SHARED DISPOSITIVE POWER 0 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 279,979 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.3% 14. TYPE OF REPORTING PERSON IN SEE INSTRUCTIONS BEFORE FILLING OUT SCHEDULE 13D CUSIP No. 422806109 Page 3 of 5 Pages ------------------------ ----- ------ 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS RENE PLESSNER AS TRUSTEE FOR THE RENE PLESSNER ASSOCIATES, INC. PROFIT SHARING PLAN 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / 3. SEC USE ONLY 4. SOURCE OF FUNDS WC 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / 6. CITIZENSHIP OR PLACE OF ORGANIZATION NEW YORK NUMBER OF 7. SOLE VOTING POWER SHARES 168,088 BENEFICIALLY OWNED BY 8. SHARED VOTING POWER 0 EACH REPORTING PERSON WITH 9. SOLE DISPOSITIVE POWER 168,088 10. SHARED DISPOSITIVE POWER 0 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 168,088 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.2% 14. TYPE OF REPORTING PERSON EP SEE INSTRUCTIONS BEFORE FILLING OUT CUSIP No. 422806109 Page 4 of 5 Pages ---------- ----- ------ Pursuant to Rule 13d-2(a) of Regulation 13D-G of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended, this Amendment No. 1 (the "Amendment") to the Schedule 13D originally filed by (i) Rene Plessner ("Plessner") and (ii) Rene Plessner Associates, Inc. Profit Sharing Plan ("Plessner Plan") with the Securities and Exchange Commission on January 21, 1997 relates to the Common Stock of Heico Corporation (the "Stock"). ITEM 5. INTEREST IN SECURITIES OF THE ISSUER The Amendment is being filed to clarify that all transactions set forth in Exhibit B to the Schedule 13D originally filed reflect purchase transactions in the Stock. The lead-in language to such Exhibit B is hereby revised to read as follows: "The following table sets forth purchase transactions in the Stock effected by Plessner and the Plessner Plan in the last 60 days." CUSIP No. 422806109 Page 5 of 5 Pages ---------- ----- ------ SIGNATURE After reasonable inquiry and to the best of his knowledge and belief, the undersigned certifies the information set forth in this Amendment is true, complete and correct. Dated: January 21, 1997 /s/ Rene Plessner --------------------------------- Rene Plessner -----END PRIVACY-ENHANCED MESSAGE-----